The Securities Exchange Board of India vide circular no SEBI/HO/MIRSD/DOC/CIR/P/2020/2 dated November 06, 2020 has provided Investor Grievance Redressal Mechanism.

The Securities Exchange Board of India vide circular no SEBI/HO/MRD2/DCAP/CIR/P/227 dated November 06, 2020 has issued guidelines for Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and Cyber Security and Cyber Resilience framework -Limited Purpose Clearing Corporation(LPCC).

The Securities Exchange Board of India vide circular no SEBI/HO/IMD/DF3/CIR/P/2020/229 dated November 06, 2020 has issued Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open-ended debt schemes.

The Securities Exchange Board of India vide circular no. SEBI/ HO/ MIRSD/ CRADT/ CIR/ P/ 2020/230 dated November 12, 2020 has issued Guidelines for Monitoring and Disclosures by Debenture Trustee(s).

The Ministry of Corporate Affairs vide notification dated November 10, 2020 has issued Company Secretaries (Procedure of Investigations of Professional and Other Misconduct and Conduct of Cases) Amendment Rules, 2020.

The Securities Exchange Board of India vide circular no SEBI/HO/CFD/DIL1/CIR/P/2020/215 dated November 03, 2020 has provided Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957.

The Securities Exchange Board of India vide circular no SEBI/HO/MIRSD/CRADT/CIR/P/2020/218 dated November 03, 2020 has amendment in Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s).

The Securities Exchange Board of India vide circular no SEBI/HO/MIRSD2/DOR/CIR/P/2020/221 dated November 03, 2020 has issued Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions.

The Securities Exchange Board of India vide circular no. SEBI/HO/DDHS/DDHS/CIR/P/2020/223 dated November 04, 2020 has issued Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT).

The Reserve Bank of India vide notification RBI/2020-21/63 FIDD.CO.Plan.BC.No.8/04.09.01/2020-21 dated November 05, 2020 has provided Operational flexibility to Co-Lending by Banks and NBFCs to Priority Sector.