SEBI AMENDMENTS ON GOVERNANCE NORMS NOTIFIED FOR REITS AND INVITS DATED FEBRUARY 14, 2023
SEBI vide circular dated February 16, 2023, has issued Master Circular for Securities and Exchange Board of India
MCA vide notification dated February 22, 2023, has provided Physical Filing of Forms GNL-2 ...
vide notification dated February 21, 2023, has provided Extension of Time for filing of 45 company e-Forms, PAS-03 and SPICE ...
SEBI vide circular dated January 05, 2022, has provided Limited relaxation –dispatch of physical copies of financial statements etc. – Regulation58 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
SEBI vide circular dated February 01, 2023, has notified Transaction in Corporate Bonds through Request for Quote (RFQ) platform by Alternative Investment Funds(AIFs)
SEBI vide circular dated February 03, 2023, has provided Manner of achieving minimum public shareholding (MPS)
MCA vide notification dated February 07, 2023, has provided Extension of Time for filing of 45 company e-Forms and PAS-03 in MCA 21 Version 3.0..
SEBI vide circular dated January 05, 2022, has provided Limited relaxation –dispatch of physical copies of financial statements e
SEBI vide circular dated January 05, 2022, has provided Relaxation from compliance with certain provisions of the SEBI...
SEBI vide circular dated January 06, 2023, has provided Extension of timelines for entering and verification of the details
RBI vide notification dated January 04, 2023, has issued changes in Foreign Investment in India -
SEBI vide circular dated December 09, 2022, has issued Clarification on Scheme(s) of Arrangement by entities who have listed ...
SEBI vide circular dated December 09, 2022, has issued changes in Foreign investment in Alternative Investment Funds(AIFs)
SEBI vide circular dated November 30, 2022, has issued Review of timelines for listing of securities issued on a private placement basis
SEBI vide circular dated December 01, 2022, has issued Operational Circular for listing obligations and disclosure requirements ...
SEBI vide circular dated November 24, 2022, has issued Disclosures and compliance requirements for Issuance ...
SEBI vide circular dated November 24, 2022, has included Reporting of trades in non-convertible securities under SEBI
RBI vide circular dated November 23, 2022, has included Goods and Service Tax Network (GSTN) as a Financial Information Provider ...
SEBI vide circular dated November 17, 2022, has issued Scheme(s) of Arrangement by entities who have listed their Non-convertible...
IBBI vide circular dated November 09, 2022, has reviewed Regulations under Insolvency and Bankruptcy Code, 2016
SEBI vide circular dated October 28, 2022, has provided Reduction in denomination for debt securities and non-convertible...
SEBI vide circular dated October 31, 2022, has Review of provisions pertaining to specifications related to International Securities ...
IBBI vide circular dated November 02, 2022, has issued Annual Compliance Certificate for Insolvency Professional Agencies
RBI vide circular dated September 30, 2022, has issued revised Late Submission Fee for reporting delays...
RBI vide circular dated October 11, 2022, has issued Reserve Bank of India (Unhedged Foreign Currency Exposure) Directions, 2022
SEBI vide notification dated September 26, 2022, has issued modification in the Operational Guidelines for FPIs,
SEBI vide notification dated September 28, 2022, has issued amendments to guidelines for preferential issue
SEBI vide notification dated September 28, 2022, has issued amendments to guidelines for preferential issue ...
MCA vide notification dated September 28, 2022, has provided extension of time for filing e-form DIR-3 KYC ...
SEBI vide notification dated September 22, 2022, has issued amendment in Issue and listing of Commercial Paper by listed REITs
SEBI vide notification dated September 22, 2022, has issued amendment in Issue and listing of Commercial Paper by listed InvITs
MCA vide notification dated September 20, 2022, has issued Companies (Corporate Social Responsibility Policy) Amendment Rules, 2022
RBI vide notification dated September 15, 2022, has Enabling Bharat Bill Payment System (BBPS) to process cross-border inbound Bill Payments
RBI vide notification dated September 16, 2022, has issued Master Directions on Interest Rate on Deposits
MCA vide notification dated September 15, 2022, has issued Companies (Specification of definition details) Amendment Rules, 2022
IBBI vide notification dated September 02, 2022, has issued amendment in Insolvency and Bankruptcy Code, 2016
Reserve Bank of India vide notification dated September 02, 2022, has issued Guidelines on Digital Lending
SEBI vide circular dated August 26, 2022, has issued Corrigendum to Master Circular for Depositories dated February 05, 2021..
SEBI vide circular dated August 26, 2022, has issued Amendments to guidelines for preferential issue and institutional placement ...
SEBI vide circular dated August 26, 2022, has issued Amendments to guidelines for preferential issue and institutional...
MCA vide notification dated August 26, 2022, has issued the Companies (Registration of Charges) Second Amendment Rules, 2022
MCA vide notification dated August 26, 2022, has issued the Companies Third Amendment Rules, 2022
MCA vide notification dated August 26, 2022, has issued the Companies (Acceptance of Deposits) Amendment Rules, 2022
Securities Exchange Board of India vide circular dated August 25, 2022, has issued Disclosure requirement for AMCs
Reserve Bank of India vide notification dated August 22, 2022, has issued Foreign Exchange Management (Overseas Investment) Regulations, 2022
Reserve Bank of India vide notification dated August 22, 2022, has issued Foreign Exchange Management (Overseas Investment) Directions, 2022
Ministry of Corporate Affairs vide notification dated August 18, 2022, has introduced the Companies (Incorporation) Third Amendment Rules, 2022
Ministry of Corporate Affairs vide notification dated August 05, 2022, has introduced the Companies (Accounts) Fourth Amendment Rules, 2022
Securities Exchange Board of India vide circular dated July 29, 2022, has issued Operational Circular for listing obligations and disclosure
Securities Exchange Board of India vide circular dated August 04, 2022, has Enhanced guidelines for debenture trustees and listed issuer
Reserve Bank of India vide notification dated August 01, 2022, has Liberalisation Measures in External Commercial Borrowings (ECB) Policy
Securities Exchange Board of India vide circular dated July 20, 2022, has Entities allowed to use e-KYC Aadhaar Authentication services
Securities Exchange Board of India vide circular dated July 18, 2022, has introduced levy of Goods & Services Tax (GST) on the fees payable to SEBI
Reserve Bank of India vide notification dated June 06, 2022, has issued Master Direction on Interest Rate on Deposits
Reserve Bank of India vide notification dated June 07, 2022, has provided extension in Investment by Foreign Portfolio Investors (FPI) in Debt
Securities Exchange Board of India vide circular dated June 30, 2022, has issued Disclosure of holding ...
Securities Exchange Board of India vide circular dated June 30, 2022, has provided extension in Implementation...
Ministry of Corporate Affairs vide circular dated June 29, 2022, has provided further relaxation in paying additional fees ...
Central Board of Direct Taxes vide circular dated June 22, 2022, has issued Guidelines for removal of difficulties ..
Securities Exchange Board of India vide circular dated June 21, 2022, has issued Modification in the Operational Guidelines ...
Reserve Bank of India vide circular dated June 23, 2022, has Master Circular – Housing Finance for UCBs
IBBI vide press release dated June 15, 2022, has amended the s the IBBI (Insolvency Resolution Process for Corporate Persons)...
The Food Safety and Standards Authority of India hereby vide NOTIFICATION dated June 10, 2022, makes regulations namely ...
IBBI vide press release dated June 15, 2022, has amended the IBBI (Grievance and Complaint Handling Procedure) Regulations, 2017 ...
Insolvency and Bankruptcy Board of India vide circular dated June 15, 2022, has amended the insolvency process and the Application ...
Reserve Bank of India vide notification dated June 8, 2022, has introduced Doorstep Banking under Section 23 of the Banking Regulation Act, 1949
Reserve Bank of India vide notification dated June 9, 2022, has ordered for Discontinuation of Return under Foreign Exchange Management Act, 1999
Ministry of Corporate Affairs vide notification dated June 09, 2022, has issued Company (Removal of Names of Companies from ...
Ministry of Corporate Affairs vide circular dated June 1, 2022, has given Companies (Appointment and Qualification of Directors) Amendment Rules 2022
Ministry of Corporate Affairs vide circular dated May 31, 2022, has given Relaxation in paying additional fees ...
Reserve Bank of India vide circular dated June 1, 2022, has given Master Direction – Reserve Bank of India (Variation Margin) Directions, 2022
Securities Exchange Board of India vide circular dated June 3, 2022, has given extension of facility for conducting ...
Securities Exchange Board of India vide circular dated June 3, 2022, has given Investor Redressal Grievance Mechanism
Securities Exchange Board of India vide circular dated June 02, 2022, has given procedure for seeking prior approval...
Securities Exchange Board of India vide circular dated May 25, 2022, has issued Simplification of procedure..
Companies (Incorporation) Second Amendment Rules, 2022: Through this notification, the Central Government amended..
Clarification on passing of Ordinary and Special resolutions by the companies under the Companies Act, 2013
The Ministry of Corporate Affairs (MCA) through the notification dated 05.05.2022 decided to allow the companies
Through Sec. 42 read with sections (1) and (2) of Section 469 of the Companies Act, 2013,...
The Central Government through sub-section (1) and (3) of sec. 56 read with sub-sections (1)and (2) of sec. 469 ...
The Central Government through sub-section (1) and (3) of sec. 56 read with sub-sections (1)and (2) of sec. 469 of the Companies Act
Securities Exchange Board of India vide circular dated May 19, 2022, has issued Revised format of security cover certificate, monitoring ...
Securities Exchange Board of India vide circular dated May 19, 2022, has issued guidelines for Streamlining the Process of Rights Issue
Securities Exchange Board of India vide circular dated May 13, 2022, has provided Relaxation...
Reserve Bank of India vide notification dated May 13, 2022, has issued Guidelines on Lending by Commercial Banks....
Securities Exchange Board of India vide circular dated April 29, 2022, has issued Modification..
Reserve Bank of India vide notification dated April 29, 2022, has issued Guidelines on Compensation..
Reserve Bank of India vide notification dated April 19, 2022, has issued guidelines for Disclosures..
Reserve Bank of India vide notification dated April 19, 2022, has issued guidelines for restrictions..
Reserve Bank of India vide notification dated April 19, 2022, has issued Limits for investment in debt...
Reserve Bank of India vide notification dated April 21, 2022, has extended guidelines for Legal Entity Identifier...
Reserve Bank of India vide notification dated April 11, 2022, has called for Compliance Function and Role of Chief Compliance Officer (CCO) in NBFCs
Securities Exchange Board of India vide circular dated April 08, 2022, has issued Standard Operating Procedures (SOP) ....
Securities Exchange Board of India vide circular dated April 08, 2022, has issued Clarification on applicability of Regulation 23(4) read...
Ministry of Home Affairs vide public notice dated March 31, 2022, has extended Time for Submission / uploading of Online.
Securities Exchange Board of India vide circular dated March 30, 2022, has issued Clarification on applicability of regulation....
Securities Exchange Board of India vide circular dated March 22, 2022, has issued Standardization of industry classification...
Securities Exchange Board of India vide circular dated March 23, 2022, has amended the Change in control of Sponsor....
Ministry of Home Affairs vide public notice dated March 24, 2022, has extended the validity...
Competition Commission of India in public interest has extended the validity of notification no. SO 2039(E)....
Department for Promotion of Industry and Internal Trade vide Press Note dated March 14, 2022, has amended the FDI policy....
Reserve Bank of India vide notification dated March 14, 2022, has issued Master Direction on Reserve Bank of India...
Securities Exchange Board of India vide circular dated March 07, 2022, has introduced Automation of disclosure requirements..
Ministry of Corporate Affairs vide notification dated March 04, 2022, has introduced Limited Liability Partnership..
Securities Exchange Board of India vide circular dated February 17, 2022, has issued Corrigendum to Master...
Reserve Bank of India vide notification dated February 18, 2022, has issued Master....
Reserve Bank of India vide notification dated February 18, 2022, has issued clarification.....
Securities Exchange Board of India vide circular dated February 04, 2022, has issued Disclosures in the abridged.....
Reserve Bank of India vide notification dated February 10, 2022, has issued Master Direction......
Reserve Bank of India vide notification dated February 10, 2022, has issued directions on ‘Voluntary Retention Route....
Securities Exchange Board of India vide circular dated January 31, 2022, has made amendment in Change in control...
Securities Exchange Board of India vide circular dated February 01, 2022, has made amendment in Schemes of Arrangement .....
Securities Exchange Board of India vide circular dated February 04, 2022, has issued Guidelines on Accounting..............
Securities Exchange Board of India vide Circular dated January 27, 2022, has issued an Introduction ......
Securities Exchange Board of India vide circular dated January 25, 2022, has issued Issuance of Securities ....
Securities Exchange Board of India vide Notification dated January 25, 2022, has issued Prohibition of Fraudulent .....
Securities Exchange Board of India vide circular dated January 05, 2021, has issued guidelines ........
Reserve Bank of India vide circular dated January 05, 2022, has issued Master Circular ......
Made amendments in the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
Provided relaxation on levy of additional fees in filing of e-form AOC-4, AOC-4 (CFS), AOC-4 XBRL, AOC-4 Non-XBRL ...
Issued Portfolio Management Services for Accredited Investors
Issued Investment Advisory Services for Accredited Investors.
Issued Extension of facility for conducting annual meeting and other meetings of unit holders of REITs and InvITs...
Issued Restriction on storage of actual card data [i.e. Card-on-File (CoF)]
Issued Prompt Corrective Action (PCA) Framework for Non-Banking Financial Companies (NBFCs)
Issued Clarification of holding of Annual General Meeting (AGM) through Video Conference (VC) or Other Audio Visual Means (OAVM)
Issued changes regarding External Commercial Borrowings (ECB) and Trade Credits (TC) Policy – Changes due to LIBOR transition
Issued clarification on passing of Ordinary and Special resolutions by the companies under the Companies Act, 2013 ...
Issued clarification of holding of Annual General Meeting (AGM) through Video Conference (VC) or (OAVM)
Issued Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012
Issued provisions for Non-compliance of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018...
Issued Disclosure obligations of listed entities in relation to Related Party Transactions
Issued Clarifications Prudential norms on Income Recognition, Asset Classification and Provisioning pertaining to Advances
Issued instructions regarding requirement of Appointment of Internal Ombudsman by Non-Banking Financial Companies
Issued Clarification regarding requirement of seeking No Objection Certificate or No Dues Certificate from the IT Deptt...
Issued Securities and Exchange Board of India (Portfolio Managers) (Fourth Amendment) Regulations, 2021
Issued Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2021
Issued Securities and Exchange Board of India (Alternative Investment Funds) (Fifth Amendment) Regulations, 2021
Issued Master Direction on Interest Rate on Deposits under Foreign Currency (Non-resident) Accounts (Banks) Scheme [FCNR(B)]
Issued Prudential Norms on Capital Adequacy for Local Area Banks (Directions), 2021
Provided extension of last date of filing of Cost Audit Report to the Board of Directors under Rule 6(5) of the Companies Rules, 2014
Provided relaxation in paying of additional fees in filing of e-forms AOC-4, AOC-4 CFS, AOC-4 XBRL and AOC-4 non XBRL & MGT-7/MGT-7A...
Provided relaxation in paying of additional fees in case of delay in filing Form 8 (the statement of Account and Insolvency)...
Provided extension of facility on Priority Sector Lending- Banks’ lending to NBFCs for on-lending
Issued relaxations relating to procedural matters –Issues and Listing
Issued revised Formats for filing Financial information for issuers of non-convertible securities
Issued amendments of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7)...
Issued Prudential norms on Income Recognition, Asset Classification and Provisioning pertaining to Advances
Issued a Clarification on passing of ordinary and special resolutions by companies under the Companies Act, 2013...
Notified the Insolvency and Bankruptcy Board of India (Liquidation Process) (Second Amendment) Regulations, 2021
Amended the Insolvency and Bankruptcy Board of India Regulations, 2016
Amended IBBI’s Electronic Platform for hosting Public Notices of Auctions of Liquidation Assets under the IBBI Regulations, 2016.
Provided extension to last date of filing of Cost Audit Report to the Board of Directors under rule 6(5) of the Companies Rules, 2014
Issued a Master Direction - Reserve Bank of India (Transfer of Loan Exposures) Directions, 2021
Issued a Master Direction - Reserve Bank of India (Securitisation of Standard Assets) Directions, 2021
Issued an Order on Extension of time for holding of Annual General Meeting (AGM) for the financial year ended on 31/03/2021...
Issued an Order on Extension of time for holding of Annual General Meeting (AGM) for the financial year ended on 31/03/2021 ...
Issued an Order on Constitution of the Company Law Committee
Issued Master Direction – Reserve Bank of India (Market-makers in OTC Derivatives) Directions, 2021
Issued guidelines for Application for Aadhaar e-KYC Authentication License for NBFCs
Extends due dates for filing of Income Tax Returns and various reports of audit for the Assessment Year 2021-22
Introduced Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2021
Revised position Limits for Currency Derivatives Contracts
Issued Amendment to SEBI Circular SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017...
Issued Master Direction on Financial Statements
Issued press release on SEBI issues Circular on “Security and Covenant Monitoring using Distributed Ledger Technology”
Issued Securities Exchange Board of India vide circular dated August 13, 2021 has issued Guidelines on Tendering of shares in open offers...
Issued guidelines on Disclosure of shareholding pattern of promoter(s) and promoter group entities
Issued Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading)...
Issued Guidelines on Tendering of shares in open offers, buy-back offers and delisting offers by marking lien in the demat account of the shareholders
Extended the relaxation of Maintenance of Statutory Liquidity Ratio (SLR) – Marginal Standing Facility (MSF) under Section 24 of the Banking Regulation Act, 1949
Issued operational guidelines for issue and listing of Non-convertible Securities, Securitized Debt Instruments...
Issued Guidelines on issuance of non-convertible debt instruments along with warrants (‘NCDs with Warrants’)...
Issued guidelines for Requirement of minimum number and holding of unit holders for unlisted Infrastructure Investment Trusts (InvITs)
Issued Modification in Operational Guidelines for FPIs and DDPs pursuant to amendment in SEBI (Foreign Portfolio Investors)...
Issued guidelines Resolution Framework for COVID-19-related Stress – Financial Parameters – Revised timelines for compliance
Exempts foreign & companies incorporated outside India from provisions of sections 387 to 392 of the Companies Act, 2013
Provided the Timelines related to processing of scheme related applications filed by AMCs
Issued guidelines on Rating of Deposits of HFCs – Approved Credit Rating Agencies and Minimum Investment Grade Credit Rating
Issued amendments in Continuous disclosures in compliances by InvITs
Issued amendments in Continuous disclosures in compliances by REITs
Provided guidelines for Nomination for Eligible Trading and Demat Accounts
Extended the holding of Annual General Meeting (AGM) by top 100 listed entities by market capitalization
Issued Companies (Incorporation) Fifth Amendment Rules, 2021
Issued guidelines for Valuation of securities with multiple put options present ab-initio
Issued Insolvency and Bankruptcy Board of India (Insolvency Resolution Process for Corporate Persons) (2nd Amendment) Regulations, 2021
Issued Standard Operating Procedure for listed subsidiary company desirous of getting delisted through a Scheme of Arrangement...
Issued New Definition of Micro, Small and Medium Enterprises - Addition of Retail and Wholesale Trade
Issued Amendment to SEBI (Alternative Investment Funds) Regulations, 2012
Provided Relaxation of time for filing forms related to creation or modification of charges under the Companies Act, 2013
Issued Relaxation on levy of additional fees in filing of certain Forms under the Companies Act, 2013 and LLP Act 2008
Issued Framework for administration and supervision of Investment Advisers under the SEBI (Investment Advisers) Regulations, 2013
Issued guidelines for Declaration of dividends by NBFCs
Issued Companies (Creation and Maintenance of databank of Independent Directors) Amendment Rules, 2021
Issued Companies (Accounting Standards) Rules, 2021
Issued Clarification on passing of ordinary and special resolutions by companies under the Companies Act, 2013 ...
Provided Relaxation from the requirement of minimum vesting period in case of death of employee(s), SEBI Regulations, 2014
Implemented Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015
Issued guidelines for the reporting of Liberalised Remittance Scheme for Resident Individuals
Issued Companies (Meetings of Board and its Powers) Amendment Rules, 2021
Issued guidelines for Potential Risk Class Matrix for debt schemes based on Interest Rate Risk and Credit Risk
Introduced guidelines for reporting of Transactions in Government securities by Foreign Portfolio Investors
Issued guidelines for Risk Based Internal Audit (RBIA)
Issued Companies (Incorporation) Fourth Amendment Rules, 2021
Issued new Format of compliance report on Corporate Governance by Listed Entities
Issued Relaxation in compliance with requirements pertaining to Alternative Investment Funds (AIFs) and Venture Capital Funds (VCFs)
Issued guidelines for Off-market transfer of securities by Foreign Portfolio Investors
Issued guidelines for Streamlining the process of IPOs with UPI in ASBA and redressal of investor grievances
Issued directives for Enhancement of Overseas Investment limits for Mutual Funds
Issued guidelines for Investment by Foreign Portfolio Investors (FPI) in Government Securities: Medium Term Framework (MTF)
Provided the mechanism for computation of capital gains arising on slump sale
Provided Enhancement of overall limit for overseas investment by Alternative Investment Funds (AIFs)/Venture Capital Funds (VCFs)
Provided Relaxation in timeline for compliance with various payment system requirements
Provided Extension of time limits of certain compliances to provide relief to taxpayers in view of the severe pandemic
Issued Indian Insurance Companies (Foreign Investment) Amendment Rules, 2021
Issued Clarification on offsetting the excess CSR spent for FY 2019-20
Issued guidelines for Business responsibility and sustainability reporting by listed entities
Issued procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers
Issued Amendment to the Master Direction (MD) on KYC
Issued Banking Regulation Act, 1949 – Section 26A Depositor Education and Awareness Fund Scheme, 2014 – Interest rates payable on unclaimed interest bearing deposit.
Issued guidelines for Sponsor Contribution to an AIF set up in Overseas Jurisdiction, including IFSCs
Provided relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to the CoVID-19 pandemic.
Resolution Framework – 2.0: Resolution of Covid-19 related stress of Individuals and Small Businesses
Resolution Framework 2.0 – Resolution of Covid-19 related stress of Micro, Small and Medium Enterprises (MSMEs)
Provided Clarification on spending of CSR funds for ‘creating health infrastructure for COVID care’ etc...
Provided relaxation of time for Gap between two consecutive meetings of the Board may extend to 180 days during, Apr-Jun & Jul to Sep, 2021
Provided relaxation of time for filing forms related to creation or modification of charges under the Companies Act, 2013
Provided relaxation on levy of additional fees in filing of certain Forms under the Companies Act 2013 and LLP Act 2008
Introduced Insolvency and Bankruptcy Board of India (Second Amendment) Regulations, 2021
Introduced Insolvency and Bankruptcy Board of India (Insolvency Professionals) (Amendment) Regulations, 2021
Provided Standardising and Strengthening Policies on Provisional Rating by Credit Rating Agencies (CRAs) for Debt Instruments
Provided Relaxation from compliance with SEBI Regulations, 2015 / other applicable circulars due to the CoVID-19 pandemic
Issued Addendum to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 2020
Provided relaxation in timelines for compliance with regulatory requirements
Notified the Format, Procedure, and Guidelines for submission of Statement of Financial Transactions (SFT) for Dividend income
Provided Relaxations relating to procedural matters –Issues and Listing
Issued clarification on spending of CSR funds for setting up makeshift hospitals and temporary COVID care facilities
issued Guidelines for warehousing norms for agricultural/agri-processed goods and non-agricultural goods (only base/industrial metals)...
Provided extension to Interest Equalization Scheme on Pre and Post Shipment Rupee Export Credit
Issued the Insolvency and Bankruptcy (prepackaged insolvency resolution process) Rules, 2021
Issued provided minimum default amount under Insolvency and Bankruptcy Code (Amendment) Ordinance, 2021
Issued Guidelines pertaining to Regulatory reporting by AIFs
Provided Increase in limits for bank lending against Negotiable Warehouse Receipts (NWRs) / electronic Negotiable Warehouse Receipts (eNWRs)
Extended Priority Sector Lending (PSL) classification for lending by banks to NBFCs for on-lending
Provided Relaxation in the period of parking of unutilised ECB proceeds in term deposits
Issued Asset Classification and Income Recognition following the expiry of Covid-19 regulatory package
Issued Insolvency and Bankruptcy Code (Amendment) Ordinance, 2021
Provided Reduction in unblocking/refund of application money
Issued Guidelines pertaining to Surrender of FPI Registration
Issued Investment by Foreign Portfolio Investors (FPI): Investment limits
Issued Guidelines on Regulation of Payment Aggregators and Payment Gateways
Amended the Schedule III to the Companies Act, 2013
Reviews delivery default norms
Amended the Companies (Audit and Auditors) Amendment Rules, 2014
Issues master direction on Amalgamation of Urban Cooperative Banks
Amended Schedule V of the Companies Act, 2013
Established a Central Scrutiny Centre (CSC) for carrying out scrutiny of Straight Through Processes e-forms filed under the Companies Act 2013
Issued Amendments to provisions in SEBI Circular dated September 16, 2016 on UCC and mandatory requirement of PAN
Issued Companies (Management and Administration) Amendment Rules, 2021
Issued Companies (Incorporation) Third Amendment Rules, 2021
Provided Investment by Foreign Portfolio Investors (FPI) in Defaulted Bonds
Provided extension of facility for conducting meeting(s) of unit holders of REITs and InvITs through Video Conferencing (VC) or (OAVM)
Issued Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse
Issued the Information Technology (Intermediary Guidelines and Digital Media Ethics Code) Rules , 2021
Issued Companies (Specification of definitions details) Second Amendment Rules, 2021
Issued advisory regarding Investment in NBFCs from FATF non-compliant jurisdictions
Issued Remittances to International Financial Services Centres (IFSCs) in India under the Liberalised Remittance Scheme (LRS)
Issued Master Direction – Non-Banking Financial Company – Housing Finance Company (Reserve Bank) Directions, 2021
Issued Master Direction on Digital Payment Security Controls
Extending the provisions of Significant Beneficial Ownership under Limited Liability Partnership Act, 2008
Issued Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015
Issued Master Circular for Depositories
Issued Producer Companies Rules, 2021
Issued Statement on Developmental and Regulatory Policies
Issued Revised Framework for Innovation Sandbox
Issued Companies (Incorporation) 2nd Amendment Rules, 2021
Issued Companies (Corporate Social Responsibility Policy) Amendment Rules, 2021
Tweaked norms for conversion of Public Company to Private Company
Relaxation on levy of additional fees in filing of e-forms AOC-4, AOC-4 (CFS), AOC-4 XBRL and AOC-4 Non-XBRL for the FY ended 31.03.2020
Policy for Strengthening of Grievance Redress Mechanism in Banks
Prudential Guidelines on Capital Adequacy and Market Discipline - New Capital Adequacy Framework (NCAF) - Eligible Credit Rating Agencies – CRISIL Ratings Limited
Relaxations relating to procedural matters –Issues and Listing
Relaxation from compliance with certain provisions of the SEBI (LODR) Regulations, 2015 due to the CoVID -19 pandemic
Norms for investment and disclosure by Mutual Funds in Exchange Traded Commodity Derivatives (“ETCDs”)
Advisory regarding Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s)
Procedural Guidelines for Proxy Advisors.
Relaxation in timelines for compliance with regulatory requirements.
Operationalisation of Payments Infrastructure Development Fund (PIDF) Scheme
Clarification on Framework for issue of Depository Receipts
Master Circular on (i) Scheme of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19, 1957.
Guidelines for obtaining license for providing Direct-To-Home (DTH) broadcasting service in India.
Amendment to Master Direction (MD) on KYC.
Opening of Current Accounts by Banks and the Need for Discipline.
Introduced various amendments to SEBI Regulations.
Announced the opening of Second Cohort under the Regulatory Sandbox.
Guidelines over declaration of dividends by banks.
Foreign Exchange Management (Non-debt Instruments) (Fourth Amendment) Rules 2019.
Declaration of Dividends by Non -Banking Financial Companies (NBFC’S) dated 9th December 2020.
Guidelines regarding e-Voting Facility Provided by Listed Entities
ASBA for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity
Relaxation of additional fees and filing CR-4 for FY 2019-2020 under Companies Act, 2013
Operational guidelines for transfer and dematerialisation of re-lodged physical shares.
Grant perpetual validity for certificate of Authorization (CoA) issued to Payment System Operators(PSOs)
Relaxations in the timelines provided for compliance with regulatory requirements.
Introduction of Unified Payments Interface (UPI) mechanism and Application
Branch Office (BO) / Liaison Office (LO) / Project Office (PO) or any other place of business in India by foreign law firms.
Non-compliance with provisions related to continuous disclosures
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT
Discontinued Returns/Reports under Foreign Exchange Management Act, 1999
Delegated compounding powers to the Regional Offices/ Sub Offices of the Reserve Bank under FEMA, 1999
Investor Grievance Redressal Mechanism.
Business Continuity Plan (BCP) and Disaster Recovery (DR) and Cyber Security and Resilience framework -LPCC
Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open-ended debt schemes.
Guidelines for Monitoring and Disclosures by Debenture Trustee(s).
Company Secretaries (Procedure of Investigations of Professional and Other Misconduct and Conduct of Cases) Amendment Rules, 2020.
Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts, 1957.
Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s).
Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions.
Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT).
Operational flexibility to Co-Lending by Banks and NBFCs to Priority Sector.
Serving copy of the application to the Board, Rules 4, 6 and 7 of the Insolvency and Bankruptcy Rules
Foreign Exchange Management (Margin for Derivative Contracts) Regulations, 2020.
Scheme for grant of ex-gratia payment for six months to borrowers in specified loan accounts
Special measures, Companies Act, 2013 and LLP Act, 2008 in view of COVID-19 outbreak
Guidelines for Contribution by issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund”
Decided to issue the revised regulatory framework for Housing Finance Company’s (HFC’s)
Procedure for FCRA account amended section 17(1) of the foreign contribution (regulation) act, 2010.
Standardization of procedure to be followed by Debenture Trustee(s)in case of ‘Default’ by Issuers of listed debt securities.
Revised limit for Risk Weight Regulatory Retail Portfolio.
Submission of returns under Section 31 (read with section 56) of the Banking Regulation Act, 1949
Extension of facility for conducting extraordinary meeting(s) of unit holders of InvITs and REITs through Video Conferencing
Standardisation of timeline for listing of securities issued on a private placement.
Provided Guidelines on Inter Scheme Transfer of Securities.
Interest Subvention Scheme for MSMEs – Co-operative banks.