Issued Clarifications Prudential norms on Income Recognition, Asset Classification and Provisioning pertaining to Advances
Issued instructions regarding requirement of Appointment of Internal Ombudsman by Non-Banking Financial Companies
Issued Clarification regarding requirement of seeking No Objection Certificate or No Dues Certificate from the IT Deptt...
Issued Securities and Exchange Board of India (Portfolio Managers) (Fourth Amendment) Regulations, 2021
Issued Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2021
Issued Securities and Exchange Board of India (Alternative Investment Funds) (Fifth Amendment) Regulations, 2021
Issued Master Direction on Interest Rate on Deposits under Foreign Currency (Non-resident) Accounts (Banks) Scheme [FCNR(B)]
Issued Prudential Norms on Capital Adequacy for Local Area Banks (Directions), 2021
Provided extension of last date of filing of Cost Audit Report to the Board of Directors under Rule 6(5) of the Companies Rules, 2014
Provided relaxation in paying of additional fees in filing of e-forms AOC-4, AOC-4 CFS, AOC-4 XBRL and AOC-4 non XBRL & MGT-7/MGT-7A...
Provided relaxation in paying of additional fees in case of delay in filing Form 8 (the statement of Account and Insolvency)...
Provided extension of facility on Priority Sector Lending- Banks’ lending to NBFCs for on-lending
Issued relaxations relating to procedural matters –Issues and Listing
Issued revised Formats for filing Financial information for issuers of non-convertible securities
Issued amendments of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7)...
Issued Prudential norms on Income Recognition, Asset Classification and Provisioning pertaining to Advances
Issued a Clarification on passing of ordinary and special resolutions by companies under the Companies Act, 2013...
Notified the Insolvency and Bankruptcy Board of India (Liquidation Process) (Second Amendment) Regulations, 2021
Amended the Insolvency and Bankruptcy Board of India Regulations, 2016
Amended IBBI’s Electronic Platform for hosting Public Notices of Auctions of Liquidation Assets under the IBBI Regulations, 2016.
Provided extension to last date of filing of Cost Audit Report to the Board of Directors under rule 6(5) of the Companies Rules, 2014
Issued a Master Direction - Reserve Bank of India (Transfer of Loan Exposures) Directions, 2021
Issued a Master Direction - Reserve Bank of India (Securitisation of Standard Assets) Directions, 2021
Issued an Order on Extension of time for holding of Annual General Meeting (AGM) for the financial year ended on 31/03/2021...
Issued an Order on Extension of time for holding of Annual General Meeting (AGM) for the financial year ended on 31/03/2021 ...
Issued an Order on Constitution of the Company Law Committee
Issued Master Direction – Reserve Bank of India (Market-makers in OTC Derivatives) Directions, 2021
Issued guidelines for Application for Aadhaar e-KYC Authentication License for NBFCs
Extends due dates for filing of Income Tax Returns and various reports of audit for the Assessment Year 2021-22
Introduced Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2021
Revised position Limits for Currency Derivatives Contracts
Issued Amendment to SEBI Circular SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017...
Issued Master Direction on Financial Statements
Issued press release on SEBI issues Circular on “Security and Covenant Monitoring using Distributed Ledger Technology”
Issued Securities Exchange Board of India vide circular dated August 13, 2021 has issued Guidelines on Tendering of shares in open offers...
Issued guidelines on Disclosure of shareholding pattern of promoter(s) and promoter group entities
Issued Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading)...
Issued Guidelines on Tendering of shares in open offers, buy-back offers and delisting offers by marking lien in the demat account of the shareholders
Extended the relaxation of Maintenance of Statutory Liquidity Ratio (SLR) – Marginal Standing Facility (MSF) under Section 24 of the Banking Regulation Act, 1949
Issued operational guidelines for issue and listing of Non-convertible Securities, Securitized Debt Instruments...
Issued Guidelines on issuance of non-convertible debt instruments along with warrants (‘NCDs with Warrants’)...
Issued guidelines for Requirement of minimum number and holding of unit holders for unlisted Infrastructure Investment Trusts (InvITs)
Issued Modification in Operational Guidelines for FPIs and DDPs pursuant to amendment in SEBI (Foreign Portfolio Investors)...
Issued guidelines Resolution Framework for COVID-19-related Stress – Financial Parameters – Revised timelines for compliance
Exempts foreign & companies incorporated outside India from provisions of sections 387 to 392 of the Companies Act, 2013
Provided the Timelines related to processing of scheme related applications filed by AMCs
Issued guidelines on Rating of Deposits of HFCs – Approved Credit Rating Agencies and Minimum Investment Grade Credit Rating
Issued amendments in Continuous disclosures in compliances by InvITs
Issued amendments in Continuous disclosures in compliances by REITs
Provided guidelines for Nomination for Eligible Trading and Demat Accounts
Extended the holding of Annual General Meeting (AGM) by top 100 listed entities by market capitalization
Issued Companies (Incorporation) Fifth Amendment Rules, 2021
Issued guidelines for Valuation of securities with multiple put options present ab-initio
Issued Insolvency and Bankruptcy Board of India (Insolvency Resolution Process for Corporate Persons) (2nd Amendment) Regulations, 2021
Issued Standard Operating Procedure for listed subsidiary company desirous of getting delisted through a Scheme of Arrangement...
Issued New Definition of Micro, Small and Medium Enterprises - Addition of Retail and Wholesale Trade
Issued Amendment to SEBI (Alternative Investment Funds) Regulations, 2012
Provided Relaxation of time for filing forms related to creation or modification of charges under the Companies Act, 2013
Issued Relaxation on levy of additional fees in filing of certain Forms under the Companies Act, 2013 and LLP Act 2008
Issued Framework for administration and supervision of Investment Advisers under the SEBI (Investment Advisers) Regulations, 2013
Issued guidelines for Declaration of dividends by NBFCs
Issued Companies (Creation and Maintenance of databank of Independent Directors) Amendment Rules, 2021
Issued Companies (Accounting Standards) Rules, 2021
Issued Clarification on passing of ordinary and special resolutions by companies under the Companies Act, 2013 ...
Provided Relaxation from the requirement of minimum vesting period in case of death of employee(s), SEBI Regulations, 2014
Implemented Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015
Issued guidelines for the reporting of Liberalised Remittance Scheme for Resident Individuals
Issued Companies (Meetings of Board and its Powers) Amendment Rules, 2021
Issued guidelines for Potential Risk Class Matrix for debt schemes based on Interest Rate Risk and Credit Risk
Introduced guidelines for reporting of Transactions in Government securities by Foreign Portfolio Investors
Issued guidelines for Risk Based Internal Audit (RBIA)
Issued Companies (Incorporation) Fourth Amendment Rules, 2021
Issued new Format of compliance report on Corporate Governance by Listed Entities
Issued Relaxation in compliance with requirements pertaining to Alternative Investment Funds (AIFs) and Venture Capital Funds (VCFs)
Issued guidelines for Off-market transfer of securities by Foreign Portfolio Investors
Issued guidelines for Streamlining the process of IPOs with UPI in ASBA and redressal of investor grievances
Issued directives for Enhancement of Overseas Investment limits for Mutual Funds
Issued guidelines for Investment by Foreign Portfolio Investors (FPI) in Government Securities: Medium Term Framework (MTF)
Provided the mechanism for computation of capital gains arising on slump sale
Provided Enhancement of overall limit for overseas investment by Alternative Investment Funds (AIFs)/Venture Capital Funds (VCFs)
Provided Relaxation in timeline for compliance with various payment system requirements
Provided Extension of time limits of certain compliances to provide relief to taxpayers in view of the severe pandemic
Issued Indian Insurance Companies (Foreign Investment) Amendment Rules, 2021
Issued Clarification on offsetting the excess CSR spent for FY 2019-20
Issued guidelines for Business responsibility and sustainability reporting by listed entities
Issued procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers
Issued Amendment to the Master Direction (MD) on KYC
Issued Banking Regulation Act, 1949 – Section 26A Depositor Education and Awareness Fund Scheme, 2014 – Interest rates payable on unclaimed interest bearing deposit.
Issued guidelines for Sponsor Contribution to an AIF set up in Overseas Jurisdiction, including IFSCs
Provided relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to the CoVID-19 pandemic.
Resolution Framework – 2.0: Resolution of Covid-19 related stress of Individuals and Small Businesses
Resolution Framework 2.0 – Resolution of Covid-19 related stress of Micro, Small and Medium Enterprises (MSMEs)
Provided Clarification on spending of CSR funds for ‘creating health infrastructure for COVID care’ etc...
Provided relaxation of time for Gap between two consecutive meetings of the Board may extend to 180 days during, Apr-Jun & Jul to Sep, 2021
Provided relaxation of time for filing forms related to creation or modification of charges under the Companies Act, 2013
Provided relaxation on levy of additional fees in filing of certain Forms under the Companies Act 2013 and LLP Act 2008
Introduced Insolvency and Bankruptcy Board of India (Second Amendment) Regulations, 2021
Introduced Insolvency and Bankruptcy Board of India (Insolvency Professionals) (Amendment) Regulations, 2021
Provided Standardising and Strengthening Policies on Provisional Rating by Credit Rating Agencies (CRAs) for Debt Instruments
Provided Relaxation from compliance with SEBI Regulations, 2015 / other applicable circulars due to the CoVID-19 pandemic
Issued Addendum to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 2020
Provided relaxation in timelines for compliance with regulatory requirements
Notified the Format, Procedure, and Guidelines for submission of Statement of Financial Transactions (SFT) for Dividend income
Provided Relaxations relating to procedural matters –Issues and Listing
Issued clarification on spending of CSR funds for setting up makeshift hospitals and temporary COVID care facilities
issued Guidelines for warehousing norms for agricultural/agri-processed goods and non-agricultural goods (only base/industrial metals)...
Provided extension to Interest Equalization Scheme on Pre and Post Shipment Rupee Export Credit
Issued the Insolvency and Bankruptcy (prepackaged insolvency resolution process) Rules, 2021
Issued provided minimum default amount under Insolvency and Bankruptcy Code (Amendment) Ordinance, 2021
Issued Guidelines pertaining to Regulatory reporting by AIFs
Provided Increase in limits for bank lending against Negotiable Warehouse Receipts (NWRs) / electronic Negotiable Warehouse Receipts (eNWRs)
Extended Priority Sector Lending (PSL) classification for lending by banks to NBFCs for on-lending
Provided Relaxation in the period of parking of unutilised ECB proceeds in term deposits
Issued Asset Classification and Income Recognition following the expiry of Covid-19 regulatory package
Issued Insolvency and Bankruptcy Code (Amendment) Ordinance, 2021
Provided Reduction in unblocking/refund of application money
Issued Guidelines pertaining to Surrender of FPI Registration
Issued Investment by Foreign Portfolio Investors (FPI): Investment limits
Issued Guidelines on Regulation of Payment Aggregators and Payment Gateways
Amended the Schedule III to the Companies Act, 2013
Reviews delivery default norms
Amended the Companies (Audit and Auditors) Amendment Rules, 2014
Issues master direction on Amalgamation of Urban Cooperative Banks
Amended Schedule V of the Companies Act, 2013
Established a Central Scrutiny Centre (CSC) for carrying out scrutiny of Straight Through Processes e-forms filed under the Companies Act 2013
Issued Amendments to provisions in SEBI Circular dated September 16, 2016 on UCC and mandatory requirement of PAN
Issued Companies (Management and Administration) Amendment Rules, 2021
Issued Companies (Incorporation) Third Amendment Rules, 2021
Provided Investment by Foreign Portfolio Investors (FPI) in Defaulted Bonds
Provided extension of facility for conducting meeting(s) of unit holders of REITs and InvITs through Video Conferencing (VC) or (OAVM)
Issued Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse
Issued the Information Technology (Intermediary Guidelines and Digital Media Ethics Code) Rules , 2021
Issued Companies (Specification of definitions details) Second Amendment Rules, 2021
Issued advisory regarding Investment in NBFCs from FATF non-compliant jurisdictions
Issued Remittances to International Financial Services Centres (IFSCs) in India under the Liberalised Remittance Scheme (LRS)
Issued Master Direction – Non-Banking Financial Company – Housing Finance Company (Reserve Bank) Directions, 2021
Issued Master Direction on Digital Payment Security Controls
Extending the provisions of Significant Beneficial Ownership under Limited Liability Partnership Act, 2008
Issued Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015
Issued Master Circular for Depositories
Issued Producer Companies Rules, 2021
Issued Statement on Developmental and Regulatory Policies
Issued Revised Framework for Innovation Sandbox
Issued Companies (Incorporation) 2nd Amendment Rules, 2021
Issued Companies (Corporate Social Responsibility Policy) Amendment Rules, 2021
Tweaked norms for conversion of Public Company to Private Company
Relaxation on levy of additional fees in filing of e-forms AOC-4, AOC-4 (CFS), AOC-4 XBRL and AOC-4 Non-XBRL for the FY ended 31.03.2020
Policy for Strengthening of Grievance Redress Mechanism in Banks
Prudential Guidelines on Capital Adequacy and Market Discipline - New Capital Adequacy Framework (NCAF) - Eligible Credit Rating Agencies – CRISIL Ratings Limited
Relaxations relating to procedural matters –Issues and Listing
Relaxation from compliance with certain provisions of the SEBI (LODR) Regulations, 2015 due to the CoVID -19 pandemic
Norms for investment and disclosure by Mutual Funds in Exchange Traded Commodity Derivatives (“ETCDs”)
Advisory regarding Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s)
Procedural Guidelines for Proxy Advisors.
Relaxation in timelines for compliance with regulatory requirements.
Operationalisation of Payments Infrastructure Development Fund (PIDF) Scheme
Clarification on Framework for issue of Depository Receipts
Master Circular on (i) Scheme of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19, 1957.
Guidelines for obtaining license for providing Direct-To-Home (DTH) broadcasting service in India.
Amendment to Master Direction (MD) on KYC.
Opening of Current Accounts by Banks and the Need for Discipline.
Introduced various amendments to SEBI Regulations.
Announced the opening of Second Cohort under the Regulatory Sandbox.
Guidelines over declaration of dividends by banks.
Foreign Exchange Management (Non-debt Instruments) (Fourth Amendment) Rules 2019.
Declaration of Dividends by Non -Banking Financial Companies (NBFC’S) dated 9th December 2020.
Guidelines regarding e-Voting Facility Provided by Listed Entities
ASBA for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity
Relaxation of additional fees and filing CR-4 for FY 2019-2020 under Companies Act, 2013
Operational guidelines for transfer and dematerialisation of re-lodged physical shares.
Grant perpetual validity for certificate of Authorization (CoA) issued to Payment System Operators(PSOs)
Relaxations in the timelines provided for compliance with regulatory requirements.
Introduction of Unified Payments Interface (UPI) mechanism and Application
Branch Office (BO) / Liaison Office (LO) / Project Office (PO) or any other place of business in India by foreign law firms.
Non-compliance with provisions related to continuous disclosures
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT
Discontinued Returns/Reports under Foreign Exchange Management Act, 1999
Delegated compounding powers to the Regional Offices/ Sub Offices of the Reserve Bank under FEMA, 1999
Investor Grievance Redressal Mechanism.
Business Continuity Plan (BCP) and Disaster Recovery (DR) and Cyber Security and Resilience framework -LPCC
Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open-ended debt schemes.
Guidelines for Monitoring and Disclosures by Debenture Trustee(s).
Company Secretaries (Procedure of Investigations of Professional and Other Misconduct and Conduct of Cases) Amendment Rules, 2020.
Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts, 1957.
Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s).
Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions.
Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT).
Operational flexibility to Co-Lending by Banks and NBFCs to Priority Sector.
Serving copy of the application to the Board, Rules 4, 6 and 7 of the Insolvency and Bankruptcy Rules
Foreign Exchange Management (Margin for Derivative Contracts) Regulations, 2020.
Scheme for grant of ex-gratia payment for six months to borrowers in specified loan accounts
Special measures, Companies Act, 2013 and LLP Act, 2008 in view of COVID-19 outbreak
Guidelines for Contribution by issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund”
Decided to issue the revised regulatory framework for Housing Finance Company’s (HFC’s)
Procedure for FCRA account amended section 17(1) of the foreign contribution (regulation) act, 2010.
Standardization of procedure to be followed by Debenture Trustee(s)in case of ‘Default’ by Issuers of listed debt securities.
Revised limit for Risk Weight Regulatory Retail Portfolio.
Submission of returns under Section 31 (read with section 56) of the Banking Regulation Act, 1949
Extension of facility for conducting extraordinary meeting(s) of unit holders of InvITs and REITs through Video Conferencing
Standardisation of timeline for listing of securities issued on a private placement.
Provided Guidelines on Inter Scheme Transfer of Securities.
Interest Subvention Scheme for MSMEs – Co-operative banks.